How can we help?

FINRA Reviewed Personal Economic Model


In June of 2017, one of our close partner Broker Dealer reviewed and submitted to FINRA our single screen Personal Economic Model. On June 12th, 2017, they received the attached letter from FINRA. We believe this should help all members who are Registered Representatives and or Individual Investment Advisors in their use of the Personal Economic Model with their prospects and clients.

Please review the attached PEM Documentation as well as the FINRA letter and feel free to share with your compliance departments.

PEM Documentation

FINRA Review Letter



Have more questions? Submit a request